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The book expounds on how one should run a state. The main points are to keep the people occupied with agriculture, war, and nothing else. Trade should be heavily taxed to avoid people gaining money and merit by means other than farming and fighting. The law should provide far more punishments than rewards, and the punishments for minor offenses should be severe so as to discourage anyone from JumpingOffTheSlipperySlope into more serious crimes. However, there are some palatable arguments; the authors maintain that promotion and advancement should be based entirely on merit, and have nothing to do with one's family or other circumstances. They also advocate that all people, from the Emperor to the lowest peasant, should be treated equally by the law. Unfortunately Lord Shang later bit the end of this when he was painfully executed, along with nine generations of his family, by the new king for having previously advocated treating him as a common criminal. Shang attempted to flee this fate but was apprehended when he was unable to stay at any inns without identifying himself, also a law that he had implemented.

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The book expounds on how one should run a state. The main points are to keep the people occupied with agriculture, war, and nothing else. Trade should be heavily taxed to avoid people gaining money and merit by means other than farming and fighting. The law should provide far more punishments than rewards, and the punishments for minor offenses should be severe so as to discourage anyone from JumpingOffTheSlipperySlope into more serious crimes. However, there are some palatable arguments; the authors maintain that promotion and advancement should be based entirely on merit, and have nothing to do with one's family or other circumstances. They also advocate that all people, from the Emperor to the lowest peasant, should be treated equally by the law. Unfortunately Lord Shang later [[HoistByHisOwnPetard bit the end of this this]] when he was painfully executed, along with nine generations of his family, by the new king for having previously advocated treating him as a common criminal. Shang attempted to flee this fate but was apprehended when he was unable to stay at any inns without identifying himself, also a law that he had implemented.

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Also note that Legalism as actually practiced by Qin could differ considerably than Legalism as espoused by the book. Qin legal codes from later in the Warring States discovered by archaeologists decreed a wide range of punishments, ranging from fines to state slavery to painful death, and contain some ideas much more sympathetic to modern eyes, such as forbidding wife-beating, placing strict regulations on interrogation techniques, and forcing people to help the victim of a crime in progress or be punished themselves, that were dropped for thousands of years once Qin fell. We also have bamboo slip letters written to and by common soldiers, suggesting that learning wasn't as suppressed in Qin as it's often claimed. When looking at Qin history, it's important to remember that every traditional work of history covering it has been written by someone with a good reason to villainize it (e.g. enemy state, successor state, member of the gentry.)

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Also note that Legalism as actually practiced by Qin could differ considerably than Legalism as espoused by the book. Qin legal codes from later in the Warring States discovered by archaeologists decreed a wide range of punishments, ranging from fines to state slavery to painful death, and contain some ideas much more sympathetic to modern eyes, such as forbidding wife-beating, placing strict regulations on interrogation techniques, and forcing people to help the victim of a crime in progress or be punished themselves, that were dropped for thousands of years once Qin fell. We also have bamboo slip letters written to and by common soldiers, suggesting that learning wasn't as suppressed in Qin as it's often claimed. When looking at Qin history, it's important to remember that every traditional work of history covering it has been written by someone with a good reason to villainize it (e.g. enemy state, successor state, member of the gentry.)
gentry,) and archaeological evidence from the last century paints a much more complex picture. Qin legal codes from later in the Warring States decreed a wide range of punishments, ranging from fines to state slavery to painful death, and contain some ideas much more sympathetic to modern eyes, such as forbidding wife-beating, placing strict regulations on interrogation techniques, and forcing people to help the victim of a crime in progress or be punished themselves, that were dropped for thousands of years once Qin fell. We also have bamboo slip letters written to and by common soldiers, suggesting that learning wasn't as suppressed in Qin as it's often claimed.


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* MagnificentBastard: Love him or hate him, Lord Shang himself was indubitably magnificent as well as a bastard, both literally--he was a concubine-born grandson of a duke of Wey--and figuratively.
** He started out as an aide for the prime minister of Wei, another one of the Warring States. On his deathbed, the prime minister asked the duke of Wei to make Shang Yang his successor despite his youth, but the duke laughed him off. The prime minister then said that, if he wasn't going to use Shang Yang, he needed to kill him. Later, feeling guilty, the prime minister told Shang Yang and urged him to run away. Shang Yang only laughed and said, "if the duke didn't listen when you said to use me, the duke didn't listen when you said to kill me."
** Shang Yang was also a skilled general who won every campaign he fought for Qin. For his most notable victory, the enemy general was an old friend from his time in Wei. Shang Yang invited him over for drinks, saying they could settle the matter through diplomacy, then kidnapped him and attacked his army while it was headless.
** Shang Yang was *also* a skilled diplomat. When the state of Wei assembled an alliance of over a dozen states in preparation to attack Qin, he went to Wei and told the then-duke that, given his widely-acknowledged leadership over the other states, he should declare himself king (the same title held by the ruler of Zhou, Son of Heaven, the rightful liege of all the Chinese states in name if not fact.) This move pissed off the other powerful states, who resented that the duke of Wei would thus put himself above all the others, and caused all of Wei's allies to abandon it.

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I know everyone hates Qin, but its history is actually *really* interesting, you guys.


Also note that Legalism as actually practiced by Qin could differ considerably than Legalism as espoused by the book, or go further. Qin legal codes from later in the Warring States discovered by archaeologists decreed a wide range of punishments, ranging from fines to state slavery to painful death, and contain some ideas much more sympathetic to modern eyes, such as forbidding wife-beating, placing limitations on testimonials obtained by torture, and forcing people to help the victim of a crime in progress or be punished themselves.

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Also note that Legalism as actually practiced by Qin could differ considerably than Legalism as espoused by the book, or go further. book. Qin legal codes from later in the Warring States discovered by archaeologists decreed a wide range of punishments, ranging from fines to state slavery to painful death, and contain some ideas much more sympathetic to modern eyes, such as forbidding wife-beating, placing limitations strict regulations on testimonials obtained by torture, interrogation techniques, and forcing people to help the victim of a crime in progress or be punished themselves.
themselves, that were dropped for thousands of years once Qin fell. We also have bamboo slip letters written to and by common soldiers, suggesting that learning wasn't as suppressed in Qin as it's often claimed. When looking at Qin history, it's important to remember that every traditional work of history covering it has been written by someone with a good reason to villainize it (e.g. enemy state, successor state, member of the gentry.)



** On a more meta level, as harsh as Lord Shang was to commoners, what really got him killed was daring to be equally harsh to the nobility and ruling family, and replacing the traditional aristocratic mode of governance with centralized bureaucratic and meritocratic rule.



* DystopiaIsHard: The sheer amount of effort required to rigidly control people to the extent posited in the book seems a lot harder than simply keeping them well-fed and happy would be, at least to modern eyes.
* FairForItsDay: In Lord Shang's time, China had been in near-continuous war ever since the Zhou Dynasty began to weaken in the 8th century BC, leaving its vassal states free to cannibalize each other. Qin before Lord Shang was a weak backwater state under real threat of conquest. Whatever else, Legalism *did* turn Qin into a superpower and end centuries of brutal war.

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* DystopiaIsHard: The sheer amount of effort required to rigidly control people to the extent posited in the book seems a lot harder than simply keeping them well-fed and happy would be, at least to modern eyes.
eyes. Given the chaos of the Warring States, however, it should be noted that even philosophers grouped under Confucians by later generations wrote at least some grudging praise for Qin's orderly, meritocratic governance.
* FairForItsDay: In Lord Shang's time, China had been in near-continuous war ever since the Zhou Dynasty began to weaken in the 8th century BC, leaving its vassal states free to cannibalize each other. Qin before Lord Shang was a weak backwater state under real threat of conquest. Whatever else, Legalism *did* turn Qin into a military superpower and end centuries of brutal war...before it fell apart in a world that no longer needed war.



** Or UsefulNotes/NorthKorea.

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Also note that Legalism as actually practiced by Qin could differ considerably than Legalism as espoused by the book, or go further. Qin legal codes from later in the Warring States discovered by archaeologists decreed a wide range of punishments, ranging from fines to state slavery to painful death, and contain some ideas much more sympathetic to modern eyes, such as forbidding wife-beating, placing limitations on testimonials obtained by torture, and forcing people to help the victim of a crime in progress or be punished themselves.



* DystopiaIsHard: The sheer amount of effort required to rigidly control people to the extent posited in the book seems a lot harder than simply keeping them well-fed and happy would be.

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* DystopiaIsHard: The sheer amount of effort required to rigidly control people to the extent posited in the book seems a lot harder than simply keeping them well-fed and happy would be.be, at least to modern eyes.
* FairForItsDay: In Lord Shang's time, China had been in near-continuous war ever since the Zhou Dynasty began to weaken in the 8th century BC, leaving its vassal states free to cannibalize each other. Qin before Lord Shang was a weak backwater state under real threat of conquest. Whatever else, Legalism *did* turn Qin into a superpower and end centuries of brutal war.

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* HonorBeforeReason: The authors strenuously objected to this mode of conduct, citing it as one of the main reasons no-one had yet successfully united China.
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The Legalist-Confucian thing is an invention of later historians, sadly


''The Book of Lord Shang'' (商君书, ''Shang Jun Shu'') is the most important and well-known text of the Legalist school of Chinese philosophy. It was written over a period of about 100 years during the Warring States Period, lasting roughly 400 BC to 200 BC. Though it is traditionally attributed to Shang Yang, and he did indeed appear to have written ''part'' of it, the last few chapters refer to people and events which didn't occur until after his death.

The book expounds on how one should run a state. The main points are to keep the people occupied with agriculture, war, and nothing else. Trade should be heavily taxed to avoid people gaining money and merit by means other than farming and fighting. The law should provide far more punishments than rewards, and the punishments for minor offenses should be severe so as to discourage anyone from JumpingOffTheSlipperySlope into more serious crimes. However, there are some palatable arguments; the authors maintain that promotion and advancement should be based entirely on merit, and have nothing to do with one's family or other circumstances. They also advocate that all people, from the Emperor to the lowest peasant, should be treated equally by the law.

In direct contrast to the prevailing Confucian school, the Legalists believed that humans are naturally lazy, corrupt, petty, and wicked, hence the emphasis on punishment to be found throughout the book. It is worth noting that Legalism was the guiding philosophy of the Qin dynasty, which ruled over all China for just 15 years, from 221 to 206BC. After the Emperor died, they were replaced with the Han dynasty, who did make use of Legalist ideas, but extensively tempered them with Confucian notions.

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''The Book of Lord Shang'' (商君书, ''Shang Jun Shu'') ''Shāng Jūn Shū'') is one of the most important and well-known text texts of the Legalist school of Chinese philosophy. It was written over a period of about 100 years during the Warring States Period, lasting roughly 400 BC to 200 BC. Though it is traditionally attributed to Shang Yang, and he did does indeed appear to have written ''part'' of it, the last few chapters refer to people and events which didn't occur until after his death.

The book expounds on how one should run a state. The main points are to keep the people occupied with agriculture, war, and nothing else. Trade should be heavily taxed to avoid people gaining money and merit by means other than farming and fighting. The law should provide far more punishments than rewards, and the punishments for minor offenses should be severe so as to discourage anyone from JumpingOffTheSlipperySlope into more serious crimes. However, there are some palatable arguments; the authors maintain that promotion and advancement should be based entirely on merit, and have nothing to do with one's family or other circumstances. They also advocate that all people, from the Emperor to the lowest peasant, should be treated equally by the law.

law. Unfortunately Lord Shang later bit the end of this when he was painfully executed, along with nine generations of his family, by the new king for having previously advocated treating him as a common criminal. Shang attempted to flee this fate but was apprehended when he was unable to stay at any inns without identifying himself, also a law that he had implemented.

In direct contrast to the prevailing Confucian school, more prevalent 'Confucian' thought from thinkers such as Mencius, the Legalists believed that humans are naturally lazy, corrupt, petty, and wicked, hence the emphasis on punishment to be found throughout the book. It is worth noting that Legalism was the guiding philosophy of the Qin dynasty, which ruled over all China for just 15 years, from 221 to 206BC. After the Emperor died, they were replaced with the Han dynasty, who did make use of Legalist ideas, but extensively tempered them with Confucian notions.
book.
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* HoistByHisOwnPetard: Shang Yang met his end under a punishment that he himself formulated into Qin law, one reserved for law enforcers who broke the law themselves, when he ended up being accused of treason by the new king of Qin (in revenge for the abuse Shang heaped on the king when he was just a prince and Shang was his tutor) and Shang and his entire family were sentenced to death. And even better, when he tried to hide out in a hotel to escape the above fate, he was refused, as the strict laws he had enacted in Qin while in power made it illegal for a hotel owner to admit a guest without proper identification. He was later caught, followed by drawing and quartering by chariot.

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* HoistByHisOwnPetard: Shang Yang met his end under a punishment that he himself formulated into Qin law, one reserved for law enforcers who broke the law themselves, when he ended up being accused of treason by the new king of Qin (in revenge for the abuse Shang heaped on the king as his tutor back when he was just a prince and Shang was his tutor) still the crown prince) and Shang and his entire family were sentenced to death. And even better, when he tried to hide out in a hotel to escape the above fate, he was refused, as the strict laws he had enacted in Qin while in power made it illegal for a hotel owner to admit a guest without proper identification. He was later caught, followed by drawing and quartering by chariot.
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* HoistByHisOwnPetard: Shang Yang met his end under a punishment that he himself formulated into Qin law, one reserved for law enforcers who broke the law themselves, when he ended up being accused of treason by the new king of Qin (in revenge for the abuse Shang heaped on the king when he was just a prince and Shang was his tutor) and Shang and his entire family were sentenced to death. When he tried to hide out in a hotel, he was refused, as the strict laws he had enacted in Qin while in power made it illegal for a hotel owner to admit a guest without proper identification. He was later caught, followed by drawing and quartering by chariot.

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* HoistByHisOwnPetard: Shang Yang met his end under a punishment that he himself formulated into Qin law, one reserved for law enforcers who broke the law themselves, when he ended up being accused of treason by the new king of Qin (in revenge for the abuse Shang heaped on the king when he was just a prince and Shang was his tutor) and Shang and his entire family were sentenced to death. When And even better, when he tried to hide out in a hotel, hotel to escape the above fate, he was refused, as the strict laws he had enacted in Qin while in power made it illegal for a hotel owner to admit a guest without proper identification. He was later caught, followed by drawing and quartering by chariot.



* SillyReasonForWar: Shang advises that the army should be at war as much as possible to prevent the soldiers falling victim to such parasites as virtue and care for the elderly.

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* SillyReasonForWar: Shang advises that the army should be at war as much as possible to prevent the soldiers falling victim to such parasites "parasites" as virtue and care for the elderly.



** And [[{{irony}} ironically]], Shang and his family would suffer this very punishment when he was convicted of treason against King Huiwen of Qin (see HoistByHisOwnPetard above). The practice of family extermination, called the "Nine Exterminations" for the nine categories that family members would be put into, would be reserved for only the most heinous of offenses against the state (treason and rebellion) in feudal China until its eventual abolishment by the Qing Dynasty in 1905.

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** And [[{{irony}} ironically]], Shang and his family would suffer this very punishment when he was convicted of treason against King Huiwen of Qin (see HoistByHisOwnPetard above). The practice of family extermination, called the "Nine Exterminations" for the nine categories that family members would be put into, would be reserved for only the most heinous of offenses against the state (treason and rebellion) in feudal China until its eventual abolishment abolition by the Qing Dynasty in 1905.

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* HoistByHisOwnPetard: Shang Yang met his end under a punishment that he himself formulated into Qin law, one reserved for law enforcers who broke the law themselves, when he ended up being accused of treason by the new king of Qin (in revenge for abuse Shang heaped on the king when he was his tutor) and Shang and his entire family were sentenced to death. When he tried to hide out in a hotel, he was refused, as the strict laws he had enacted in Qin while in power made it illegal for a hotel owner to admit a guest without proper identification. He was later caught, followed by drawing and quartering by chariot.
** Wait, it gets better: It is theorised that one of the main reasons why he was accused of treason was revenge by the king for Shang's intransigence in punishing ''him'' for minor offenses when he was still a prince. Publicly whipping your future monarch isn't exactly considered a good idea by most people.

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* HoistByHisOwnPetard: Shang Yang met his end under a punishment that he himself formulated into Qin law, one reserved for law enforcers who broke the law themselves, when he ended up being accused of treason by the new king of Qin (in revenge for the abuse Shang heaped on the king when he was just a prince and Shang was his tutor) and Shang and his entire family were sentenced to death. When he tried to hide out in a hotel, he was refused, as the strict laws he had enacted in Qin while in power made it illegal for a hotel owner to admit a guest without proper identification. He was later caught, followed by drawing and quartering by chariot.
** Wait, it gets better: It is theorised that one of the main reasons why he was accused of treason was revenge by the king for Shang's intransigence in punishing ''him'' for minor offenses when he was still a prince. Publicly whipping your future monarch isn't exactly considered a good idea by most people.
chariot.
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* AllCrimesAreEqual: Advocates using this. Didn't work out so well in practice.

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* AllCrimesAreEqual: Advocates using this. Didn't work out so well in practice.practice, for reasons highlighted in Disproportionate Retribution below.
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* AllCrimesAreEqual: Advocates using this.

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* AllCrimesAreEqual: Advocates using this. Didn't work out so well in practice.
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* HobbesWasRight: Shang was a firm believer in the notion that people were bastards that could only be kept in line by an iron hand.

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* HobbesWasRight: Shang was a firm believer in the notion that people were bastards that could only be kept in line by with an iron hand.
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* HobbesWasRight: Shang was a firm believer in the notion that people could only be kept in line by an iron hand.

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* HobbesWasRight: Shang was a firm believer in the notion that people were bastards that could only be kept in line by an iron hand.
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* HobbesWasRight

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* HobbesWasRightHobbesWasRight: Shang was a firm believer in the notion that people could only be kept in line by an iron hand.
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** Or UsefulNotes/NorthKorea.
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Compare and contrast ''ThePrince''.

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Compare and contrast ''ThePrince''.''Literature/ThePrince''.
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* AllCrimesAreEqual: Advocates using this.
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* WorkingClassPeopleAreMorons: The authors didn't just invoke this, they intended to ''enforce'' it.
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* HoistByHisOwnPetard: Shang Yang met his end under a punishment that he himself formulated into Qin law, one reserved for law enforcers who broke the law themselves, when he ended up being accused of treason by the new king of Qin and he and his entire family were sentenced to death. When he tried to hide out in a hotel, he was refused, as the strict laws he had enacted in Qin while in power made it illegal for a hotel owner to admit a guest without proper identification. He was later caught, followed by drawing and quartering by chariot.

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* HoistByHisOwnPetard: Shang Yang met his end under a punishment that he himself formulated into Qin law, one reserved for law enforcers who broke the law themselves, when he ended up being accused of treason by the new king of Qin (in revenge for abuse Shang heaped on the king when he was his tutor) and he Shang and his entire family were sentenced to death. When he tried to hide out in a hotel, he was refused, as the strict laws he had enacted in Qin while in power made it illegal for a hotel owner to admit a guest without proper identification. He was later caught, followed by drawing and quartering by chariot.
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* SpiritualSuccessor: If you want to see how a society in the modern world would look when run by similar principles, check out ''Literature/NineteenEightyFour''.
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* GrayAndGreyMorality: Lord Shang didn't believe in objective goodness; what mattered was obedience to the law.
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In direct contrast to the prevailing Confucianist school, the Legalists believed that humans are naturally lazy, corrupt, petty, and wicked, hence the emphasis on punishment to be found throughout the book. It is worth noting that Legalism was the guiding philosophy of the Qin dynasty, which ruled over all China for just 15 years, from 221 to 206BC. After the Emperor died, they were replaced with the Han dynasty, who did make use of Legalist ideas, but extensively tempered them with Confucianist notions.

Compare ''ThePrince''.

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In direct contrast to the prevailing Confucianist Confucian school, the Legalists believed that humans are naturally lazy, corrupt, petty, and wicked, hence the emphasis on punishment to be found throughout the book. It is worth noting that Legalism was the guiding philosophy of the Qin dynasty, which ruled over all China for just 15 years, from 221 to 206BC. After the Emperor died, they were replaced with the Han dynasty, who did make use of Legalist ideas, but extensively tempered them with Confucianist Confucian notions.

Compare and contrast ''ThePrince''.
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* WonTheWarLostThePeace: Since peace is to be outright ''avoided'' under Shang's philosophy, it's hard to keep the government together without a war on. Sure enough, the Qin dynasty basically ended this way.
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* LawfulEvil: The {{novelization}}.
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* LawfulEvil: The {{novelization}}.
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** Wait, it gets better: It is theorised that one of the main reasons why he was accused of treason was revenge by the king for Shang's intransigeance in punishing ''him'' for minor offenses when he was still a prince. Publically whipping your future monarch isn't exactly considered a good idea by most people.

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** Wait, it gets better: It is theorised that one of the main reasons why he was accused of treason was revenge by the king for Shang's intransigeance intransigence in punishing ''him'' for minor offenses when he was still a prince. Publically Publicly whipping your future monarch isn't exactly considered a good idea by most people.

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* CompletelyMissingThePoint: When Shang argues that the army should be at war whenever possible, he cites ''{{The Art of War}}'' in favor of his argument, apparently having missed the many parts where Sun Tzu specifically said that it is always and without exception better to resolve a conflict or dispute by diplomacy than by combat.

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* CompletelyMissingThePoint: When Shang argues that the army should be at war whenever possible, he cites ''{{The Art of War}}'' in favor of his argument, apparently having missed the many parts where Sun Tzu specifically said that it is always and without exception better to resolve a conflict or dispute by diplomacy than by combat.


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* MisaimedFandom: [[invoked]]When Shang argues that the army should be at war whenever possible, he cites ''{{The Art of War}}'' in favor of his argument, apparently having missed the many parts where Sun Tzu specifically said that it is always and without exception better to resolve a conflict or dispute by diplomacy than by combat.

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