Literature: The Caves of Steel
A 1954 Science Fiction
/ Crime Fiction
novel by Isaac Asimov
, and the first novel in his "Robot trilogy".Caves of Steel
takes place in a future New York City
. On the overpopulated future Earth, cities are gigantic metropolises encased under steel domes
where people live in cramped conditions and subsist on processed food, never seeing the sky. In contrast, the Spacer worlds, human-colonized planets which severed political ties with Earth long ago, are utopian locales of low population, plentiful resources, massive military power, and economies based on the widescale use of robots for manual labor.
It is in this New York that a murder is committed: the victim is a Spacer, one of the residents of Spacetown, the Spacer outpost in New York. It is suspected that one of the motives was anti-robot sentiments; the victim was a roboticist who was working on the large-scale introduction of robot labor into Earth's economy, a desire opposed by most of the populace — sometimes to the point of terrorist aggression. If the murderer is not found — fast — a major diplomatic incident looms.
The investigator is Elijah "Lije" Baley, whose Spacer-assigned partner will be an android, R. Daneel Olivaw, a new type of robot (designed by the murder victim no less) which is externally indistinguishable from a human. The opposition between Lije's impulsiveness and unorthodox methods, and Daneel's pure logical thinking and adherence to the law and procedure, is a theme throughout much of the book. Another theme is the nature of the society of Earth's Cities and how stable it is in the long run.The Caves Of Steel
was followed by two sequel novels, The Naked Sun
and The Robots of Dawn
(and a short story, "Mirror Image", set between the two). After the resolution of the first case, Baley's reputation leads to him traveling to the Spacers' homeworlds to work with Daneel in solving other murder cases with wider political implications.
The series reached a finale of sorts in Robots and Empire
, set years (maybe about a century or so) after The Robots of Dawn
; the story mainly served to merge Daneel's story into the Myth Arc
of Asimov's "Galactic Empire" and Foundation
This story was adapted for a VCR game by Kodak in 1988. You can watch the movie itself on YouTube
, as well as a review/riff by The Spoony One here.
The novel provides examples of:
- Always Someone Better: Daneel is stronger than Lije, smarter than Lije, and never needs to rest or eat; Lije has to worry about the robot solving the case before him, and every aspect of the robot's superiority is seen as a threat to his job.
- Androids and Detectives: As the Ur Example, it established many of the conventions of this trope, despite the lack of many traditional Cyber Punk elements (unsurprising, as the book was written before the advent of microcomputers, let alone the Internet).
- Artificial Human: Daneel, who is a revolutionary (and controversial), first generation "humaniform" robot. He is designed to pass for human and can even eat (although he does not actually digest the food, just stores it in a sack for later disposal). His personality could use some work though, since the fact that he is The Spock can be a giveaway that he is not really a human.
- As You Know: Characters spend a lot of time explaining the Three Laws Of Robotics to each other.
- Author Appeal: The crowded underground cities of Earth would be hellish to a claustrophobe, but Asimov was a claustrophile. Spending their lives in these Cities has made this condition much more common in the population, in fact, fear of wide open spaces has become the societal norm on Earth.
- Batman Gambit: Several.
- The Spacers (or at least Sarton and Fastolfe's faction) were deliberately trying to destabilize Earth's economy by "encouraging" the use of robots. They wanted to create a large population of unrooted, dissatisfied people who would be willing to become the foundation of a new wave of colonists, avoiding the flaws of both Earth and Spacer societies.
- Daneel was created to be an undercover observer of Earth society to discover the problems in the plan before Sarton's murder. Repurposing Daneel as a detective was primarily an excuse for him to fulfill his original mission.
- Big Applesauce
- Born in the Wrong Century: There are plenty of "medievalists" in the future who long for better days of the Medieval Era, which by this time refers to the Late Twentieth/Early Twenty-First centuries. Most of the people of Earth are medievalists in one fashion or another, usually manifesting itself in some minor personal foible. Elijah himself likes to read a lot about the old days, and Enderby, Lije's boss, uses such bizarrely anachronistic things as windows and eyeglasses.
- Can't Bathe Without a Weapon: Police regulations require Elijah to keep his blaster with him at all times, even in the shower (in a waterproof holster).
- Chekhov's Gun: At the very beginning of the book, Lije notices that Enderby is wearing new glasses, as he broke his old pair. At the end of the novel, this seemingly random bit of information ends up becoming the piece that puts the whole case together for Lije.
- Chekhov's Gunman: R. Sammy.
- Concepts Are Cheap: Played with. When told that Daneel is programmed with a "justice circuit," Elijah claims this is impossible because justice is too abstract and hard to define. However, Daneel has a much simpler definition of justice, "That which exists when all laws are enforced." He does develop a more nuanced view by the end of the novel.
- Covers Always Lie: The depiction of New York City on at least some editions of the novel give the impression of it basically being lots of skyscrapers, with plenty of large open spaces hundreds of feet high and wide, only with an (unseen) roof. That is at odds with the actual description in the novel. It would be difficult to reconcile people suffering from severe agoraphobia if they lived in an indoor city where you could stand on open balconies and look out over a vast cityscape. In the novel simple windows are a rarity, and most areas have no "outside" to look at beyond their walls anyway.
- Cranial Processing Unit: Inherent to all robots.
- Cyber Punk: The City anticipates the dystopian urban landscape of Cyber Punk, almost 30 years before Blade Runner and William Gibson, but it was not necessarily intended to be dystopian. The idea of a vast, totally enclosed city did not bother Asimov at all (See Author Appeal).
- The setting, plot and basic character dynamic were heavily Expied in the anime Armitage III, which is unquestionably cyberpunk. It just goes to show how foundational this book was to the genre.
- Domed Hometown: All the cities of Earth (and what is, in our time, known as the "greater metropolitan area" thereof) are enclosed under massive domes.
- Dropped Glasses: Critical to the case.
- Eating Machine: Daneel, thanks to a compartment hidden within his stomach, all to better impersonate a human. He does not derive any actual nutrition from the food, and needs to regularly empty his stomach sack to prevent the food from spoiling and emitting an unpleasant odor. Daneel promises that the food is still edible when Lije misses a meal, but Baley refuses the offer.
- Eureka Moment: Elijah figures out the answer to the mystery when Daneel casually brings up Enderby's glasses. Daneel has a different one when he begins to grasp the distinction between 'legal' and 'ethical'.
- Fairplay Whodunnit: Largely written to prove a Science Fiction Fairplay Whodunnit was possible, in defiance of one of the rules of Fairplay Whodunnits about technology.
- Fantastic Racism: Robots are addressed as "boy," lack permission to travel in the high-class means of transportation and are treated with general contempt by Earth's inhabitants. One of the major bones of contention is that they have come to Earth and are taking jobs away from the local humans. Significantly, R. Sammy may have been named for a racial slur once used to describe people from India.
- There is also the prejudice Spacers have against Earthpeople, although some are better than others about dealing with it.
- Genre-Busting: Sci-fi robot detective stories.
- Go and Sin No More: Said word-for-word by Daneel to the police chief.
- Ironic Name: The Spacers. Despite their proud claim to the name and heritage, most Spacers never leave the planets they are born on, even though they live for centuries and have ready access to starships. In fact, they have become so risk-averse and unwilling to tolerate any discomfort that they are wholly incapable of carrying out further space exploration or colonization. Doctor Fastolfe is fully aware of this problem, and hopes to combine robots with humans from Earth to restart expansion into the galaxy since his own people simply cannot be persuaded to do so themselves.
- Kryptonite Factor: Robots have a singular physical weakness: gamma radiation, which will destroy a positronic brain at doses well below what humans can tolerate. It is not common knowledge on Earth, but Daneel informs Bailey since, being partners, it is important that Bailey know his weaknesses.
- Living Lie Detector: Daneel is one, though he is not technically living. His is able to determine, simply by being in the same room, that Commissioner Enderby does not have the capacity to commit premeditated murder, thus eliminating him as a suspect. Subverted, despite being true, because Enderby DID murder the victim unintentionally, believing his target to be Sarton's doppelganger robot rather than the good doctor himself.
- Manic Pixie Dream Girl: Jessie was when she and Elijah met, but she has mellowed by the time of the novel itself.
"Oh, goodness," (Jessie) said, "what if you do look like an awful lemon? I know you're not really, and I guess if you were always grinning away like I do, we'd just explode when we got together. You stay the way you are, Lije, and keep me from floating away."
And she kept Lije Baley from sinking down.
- Mega City: Where the population of Earth lives. On average, 11.2 million in each city. The governments of three large cities (New York, Philadelphia and Washington) are considering merging into one single Mega Mega City, but the logistics of maintaining and governing such a large conglomerate have so far prevented any action on the plan.
- Modern Stasis: Really, once you get past the idea of underground cities and robots, the culture of Earth does not seem very different from the mid-20th Century. For example, Elijah observes that men are studiously non-conversational in the restroom, whereas women love to gossip in there. Gender roles in particular are very much the same as during the time when the book was written. The society simply seems less prosperous, rather than genuinely different, than real world America at that time. Only the Spacers have culture and technology that seem genuinely different, and even then there is a lot of Zeerust.
- More Than Mind Control: During his first visit to Spacetown, Fastolfe discusses his project to encourage Earthlings to begin colonizing again. Baley keeps thinking about the topic through the rest of the book. When Daneel announces that the Spacers are cancelling the investigation, he mentions that Fastolfe had dosed with him a drug to make him more "receptive" to the sales pitch. Although the initial hope was to turn him into a zealot, the drug could not make Baley believe anything "foreign to the basis of his thought", and his practicality prevented any strong results. At least right away; Baley eventually converts to Fastolfe and Sarton's cause of his own free will.
- Murder by Mistake: Dr. Sarton was killed by a shot intended for R. Daneel (who was built to resemble his creator).
- Never Accepted in His Hometown: Robots were created, developed and mass produced right on Earth almost three thousand years before the beginning of the novel, and were integral in the technological revolution that lead to space-travel, food for the whole planet and world peace, but they were never accepted into Earth society and were completely banned from the planet soon after their creation. It is only through the direct intervention of the Spacers, who have completely integrated robots into their way of life, that they are even beginning to merge with the Earthlings.
- Not with the Safety on, You Won't: Elijah is understandably disturbed when the ostensibly Three-Laws Compliant Daneel resolves the potential riot at the shoe store by threatening to use a lethal weapon. Daneel explains to his partner that the weapon was not loaded, had never been loaded, and was not even fully assembled. If it had been otherwise, it would have been possible for him to accidentally injure a human being, something Daneel finds unthinkable.
- Only Electric Sheep Are Cheap: Natural (non-processed) food is a luxury good, to such an extent that when Bailey eats a real apple, he finds it disconcerting even before he bites right into the core and gets a mouthful of seeds. Apple, in his view, comes in the form of a sauce or paste, not some weird orb that was probably dangling off a tree a few days ago.
- Outgrown Such Silly Superstitions: The Spacers have abandoned religion long ago. Lije, meanwhile, can quote Scripture from memory, but exactly how religious he actually is isn't clear.
- Both are probably something of an Author Avatar, since Asimov was an atheist, but very well read on the Bible (among many other topics).
- Pick Your Human Half: Daneel has humanlike appearance and robotic psyche.
- Poke the Poodle: Elijah's defense of the Biblical Jezebel destroyed his wife Jessie's self-image as a naughty girl. So to prove herself, she joins the revolutionary Medievalists... or at least a society they operate for bored housewives that meets for snacks and the occasional revolutionary speaker. Jessie does tell the group that she thinks Daneel is a robot, but she almost immediately panics and wonders what she's done.
- Population Control: Earth's enormous population is only barely managed, and the quality of life, while not terrible, isn't very appealing. It is shown that producing enough food to feed the population is an ongoing challenge where even small missteps can result in starvation.
- The spacers have the opposite problem, with a population that is small, affluent, but completely stagnant. Dr. Fastolfe's plan to encourage Earth to settle the galaxy is a solution to both Earth's overpopulation and the spacer's inability to expand.
- Really 700 Years Old: The Spacers have a very long life expectancy, much to the surprise of Earthlings who think them younger than they are.
- Reassigned to Antarctica: Declassification. If you are deemed unfit for your job, or your field itself is rendered obsolete, you lose your rating (A combined social/economic scale that determines housing, income, food, etc.) and are given menial busy work to justify the subsistence-level rations and housing the government gives you. Elijah still vividly remembers when this happened to his father, and how his family was destroyed in the aftermath. The fear of going through this is a constant threat throughout the case.
- Robot Me: Daneel was made to be identical to his creator. This becomes the basis of one wrong theory on part of Lije and is the critical component in solving the murder — the murderer was after Daneel and accidentally shot his creator instead.
- Science Marches On: Earth has become so overpopulated that almost all of the Earth's surface area must be converted to farmland, with the populace stuffed into overcrowded mega-cities where a socialist government carefully rations food, water, and resources and people are lucky if they have a sink of their own in their apartment. The total population of this teeming dystopia? Eight billion, which is just a billion or so (give or take) from the actual world population in 2011. The novel was written before the Green Revolution, which dramatically increased Earth's carrying capacity. Similarly, Earth has an economy that is based firmly in early-to-mid twentieth century thought. At the time, strict, state-run economies seemed the wave of the future and quite inevitable. As more became known about the actual functionality of fascist and communist systems, that idea has fallen by the wayside.
- It should be noted that Earth had, through careful Population Control, been hovering at roughly the same population level for about 3,000 years. Over such a long span of time, resource depletion would have become an issue, especially since the Spacers were prohibiting Earth from accessing resources from off-planet.
- Also Asimov incorrectly predicted what was going to be easy and hard for a computer to do. Cell phones and iPods are unknown in this world. Yet Daneel's positronic brain allows him to balance on two legs, understand the images his eyes are seeing, and speak natural language, all of which are really, really hard for a computer to do.
- Culturally, there was a significant difference in perception as to what a computer was as opposed to what a robot was when the novel was written. To a present-day person, a "robot" is simply a computer that can move in some way, not necessarily an Artificial Human. While it seems perfectly logical to us that something like Daneel's positronic brain would be just as effective if used in a stationary "computer" as it is in the body of an android, back then, the two technologies were imagined to be unrelated.
- Society Marches On: The book does a pretty good job of portraying future Earth's culture realistically, but there are some hints that give away its age. Most obvious is Elijah's son, whose speech is so stereotypical of The Fifties that it may sound closer to parody to modern readers.
- Super-Powered Robot Meter Maids: Averted; at one point Jessie worries that Daneel is listening in on their conversation. Elijah says that any unusual abilities would hamper Daneel's ability to pass as human.
- Terrified of Germs: The Spacers are paranoid about being infected with human microbes. On their utopian planets they have no disease and their immune systems have decayed as a result.
- They Fight Crime: One's a police detective with a terror of open spaces, and the other's a prototype colonist android. And they fight crime.
- Title Drop: "Caves of Steel" is a nickname for Earth's enclosed, mostly underground metropolises, in which the entire population lives.
- To Be Lawful or Good: Understanding that the conflict even exists, much less wrestling with it, is a big part of R. Daneel's Character Development. See Concepts Are Cheap, above. Early on, Daneel considers the phrase "an unjust law" to be an oxymoron — justice is the enforcement of the Law, therefore a law cannot possibly be unjust.
- The Un-Smile
R. Daneel smiled. The gesture was sudden and surprising. His lips curled back and the skin about either end folded. Only the mouth smiled, however. The rest of the robot's face was untouched.
Baley shook his head. "Don't bother, R. Daneel. It doesn't do a thing for you."
- Uncanny Valley: In-universe, one of the reasons why robots — at least the current generation — are so unpopular on Earth; they are clunky mechanical units with disturbing facsimiles of permanently-smiling human faces on their "heads." Daneel is an attempt by his creator to avert this.
- Underground City: Of the artificial kind. While the Cities extend well above ground, they are sealed underneath domes and designed with a minimal amount of open space in their interiors (hence the name "The Caves of Steel"). Most Earth humans are severely agoraphobic and cannot tolerate even brief exposure to the outdoors without having a panic attack.
- Wandering Jew: The legend of the Wandering Londoner appears to be the equivalent for Baley.
- We Are as Mayflies: Played with. The Spacers who want to renew mankind's expansion see the short lives of Earthmen as ideal for the task - the young are more ambitious and willing to step outside social convention, and with "only" fifty years of future lifespan at risk, are more tolerant of danger than those who can confidently expect to pass three hundred years of age.
- We Will Have Perfect Health in the Future: Most notable in the friction between Spacers and Earthmen. Earthers have lifespans comparable to 20th century Americans, while the eugenically-perfected Spacers tend not to experience "middle age" until turning 250 or so. They enforce this with careful control of the microbes introduced to their worlds from Earthers, and look down on the filthy, disgusting, shortlived Earthmen. The Spacers' weakened immune systems mean that when an Earthman visits, the visitor has to be thoroughly sterilized and most of the Spacers wear gloves and nose-plugs and keep their distance.
- We Will Use Manual Labor in the Future: A major source of contention between Earthlings and the Spacers is the refusal of Earth to stop using manual labor. Robots could do all the work better, faster and safer for only a fraction of the cost, and are one of the key reasons for the utopian societies of the Spacers, but their introduction to Earth society is being resisted (Sometimes violently) because they will displace so much of the human workforce.
- What Measure Is a Non-Human?: Fastolfe and Baley discuss this trope in their discussion of the "robot colonies" that one Spacer faction proposes. Robots designed to produce a planet perfect for humans would need to perfectly mimic human desires, needs, and life patterns - including aging and reproduction. Baley wonders how, exactly, a planet of such robots would differ from a planet of humans.
- When the Clock Strikes Twelve: Near the end of the book, Daneel notifies Lije that, since he's gathered the information Fastolfe wanted about Earther society, the investigation is being ended that day. Desperately worried about the consequences failure would have for his career, and with a brand-new Eureka Moment running through his mind, Baley convinces his robot partner that the wording of the order can be construed as meaning they're still on the case until the day actually ends at midnight. Sure enough, they manage to extract a confession from the murderer right at the stroke of 12.